Regulatory Compliance Financial Services Counsel
Axiom Talent Platform is hiring for Regulatory Compliance Financial Services Counsel in US - US - New York. Mid level. First seen August 6, 2026; open as of November 12, 2026. Jobs taken straight from company career pages — no aggregator in between.
With Destava: How well do you fit? · Tailor my résumé · Write a cover letter
- Company
- Axiom Talent Platform
- Where
- US - US - New York
- Level
- Mid
- First seen
- August 6, 2026
- Listed via
- Greenhouse
What the posting says
This role is ideal for an attorney with deep experience in banking regulation, broker-dealer compliance, margin lending, and financial-markets regulation . Responsibilities: Advising banking and financial-services clients on regulatory compliance, remediation initiatives, and evolving financial-services regulations . Providing counsel on margin lending requirements , broker-dealer regulation, and related supervisory and compliance obligations. Supporting compliance matters involving swap dealers, SEFs, ATSs, and direct market access , including SEC Rule 15c3-5 . Partnering with legal,…
Read more and apply on Axiom Talent Platform's site
More jobs like this
A search agent finds the jobs this list misses: the ones that mean the same without the same words. Have Destava watch for regulatory compliance financial services counsel jobs in US - US - New York, new matches every morning on your own account.
This page includes information from the O*NET 31.0 Database by the U.S. Department of Labor, Employment and Training Administration (USDOL/ETA). Used under the CC BY 4.0 license. O*NET® is a trademark of USDOL/ETA.