Compliance Officer, SEI Retail Transfer Agency
SEI is hiring for Compliance Officer, SEI Retail Transfer Agency in USA - PA - Oaks. Mid level. First seen November 6, 2026; open as of November 12, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- SEI
- Where
- USA - PA - Oaks
- Level
- Mid
- First seen
- November 6, 2026
- Listed via
- Workday
What the posting says
We are seeking an experienced compliance professional to support the oversight, administration, and ongoing enhancement of the compliance programs governing STARS, SEI’s retail transfer agency business, and the firm’s AML, sanctions, and financial crimes compliance functions. The role will partner closely with business, operations, technology, legal, and compliance stakeholders to develop, implement, monitor, and enhance policies, procedures, controls, and governance processes designed to promote compliance with applicable federal securities laws, transfer agent regulations, Bank Secrecy Act…
Read more and apply on SEI's site
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