Compliance Officer
Thornburg Investment Management is hiring for Compliance Officer in Santa Fe, NM. Mid level. First seen October 23, 2026; open as of November 8, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- Thornburg Investment Management
- Where
- Santa Fe, NM
- Level
- Mid
- First seen
- October 23, 2026
- Listed via
- Paylocity
What the posting says
Job Summary The Compliance Officer supports Thornburg’s compliance program with a primary focus on the review and oversight of marketing and advertising materials, including thought leadership, institutional, investment advisory, and strategy and portfolio materials, for compliance with the SEC Marketing Rule (Rule 206(4)-1 under the Investment Advisers Act of 1940) and other applicable requirements. The role also provides guidance on cross-border marketing for specific products and strategies and supports the broader compliance program, including testing of policies and procedures, employee…
Read more and apply on Thornburg Investment Management's site
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