Destava

Broker Dealer Compliance- Sr. Consultant

The Northern Trust Company is hiring for Broker Dealer Compliance- Sr. Consultant in Chicago, IL. Hybrid, Senior level, $83k–$141k a year stated. First seen November 8, 2026; open as of November 12, 2026. Jobs taken straight from company career pages — no aggregator in between.

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Company
The Northern Trust Company
Where
Chicago, IL
Arrangement
Hybrid
Level
Senior
Pay stated
$83k–$141k a year
First seen
November 8, 2026
Listed via
Workday

What the posting says

Consultant is responsible for overseeing the interpretation, education and effectiveness of the Compliance program. They will support Northern Trust’s affiliate, a FINRA member broker-dealer and SEC-registered investment adviser (RIA), across a wide scope of responsibilities that support the compliance framework. The key responsibilities of the role include: - Serves as project lead and independently remediates identified issues, often working across channels and influencing change initiatives without direct authority. - Advises business partners, including senior management, on Compliance…

Read more and apply on The Northern Trust Company's site

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