Destava

Sr. Analyst, Surveillance Escalations & Sales Practice Risk

LPL Financial is hiring for Sr. Analyst, Surveillance Escalations & Sales Practice Risk in Fort Mill/Charlotte. Senior level. First seen September 23, 2026; open as of November 12, 2026. Jobs taken straight from company career pages — no aggregator in between.

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Company
LPL Financial
Where
Fort Mill/Charlotte
Level
Senior
First seen
September 23, 2026
Listed via
Workday

What the posting says

This position is responsible for aggregating and monitoring surveillance escalations, assessing supervisory responses, identifying matters requiring additional leadership attention, and producing executive-level reporting that supports effective risk mitigation. The role serves as a key partner to Surveillance leadership by helping ensure significant sales practice risks are appropriately tracked, challenged, and escalated while providing meaningful insight into emerging trends and supervisory effectiveness. Roles & Responsibilities: - Own the centralized inventory and governance process for…

Read more and apply on LPL Financial's site

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