Compliance Analyst (Temporary)
Seaport Global Holdings is hiring for Compliance Analyst (Temporary) in Flexible. Mid level. First seen October 30, 2026; open as of November 13, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- Seaport Global Holdings
- Where
- Flexible
- Level
- Mid
- First seen
- October 30, 2026
- Listed via
- Lever
What the posting says
The ideal candidate is a detail-oriented compliance professional with hands-on broker-dealer experience, a working knowledge of FINRA rules and regulatory reporting systems, and active FINRA registrations. The Compliance Analyst will play an instrumental role in supporting the firm’s daily surveillance and supervisory program, including trade review, research approval, and registration and licensing for our fixed income and equity sales, trading and research businesses. Responsibilities: Conduct daily trade review and surveillance using TRACE, ACT, CAT, TOMS and Trafix, escalating exceptions…
Read more and apply on Seaport Global Holdings' site
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