Brokerage and RIA CCO
ARQ is hiring for Brokerage and RIA CCO in New York. Executive level. First seen October 28, 2026, posted 2 times; open as of November 8, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- ARQ
- Where
- New York
- Level
- Executive
- First seen
- October 28, 2026
- Postings
- 2
- Listed via
- Ashby
What the posting says
Who we’re looking for We are looking for a Chief Compliance Officer to lead ARQ’s US investment compliance functions, serve as CCO for our SEC-registered investment adviser, and act as the proposed CCO for our introducing broker-dealer through its FINRA New Member Application (NMA) and launch. You will bring prior CCO experience across both SEC-registered RIAs and FINRA broker-dealers, with a strong understanding of digital investment platforms and clearing broker relationships. This is a hands-on role. You will oversee the RIA’s compliance program, help lead the broker-dealer application,…
Read more and apply on ARQ's site
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