Associate Director, Broker-Dealer Compliance
PINE Advisor Solutions is hiring for Associate Director, Broker-Dealer Compliance in Denver, CO. Remote, Executive level, $80k–$100k a year stated. First seen October 31, 2026; open as of November 12, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- PINE Advisor Solutions
- Where
- Denver, CO
- Arrangement
- Remote
- Level
- Executive
- Pay stated
- $80k–$100k a year
- First seen
- October 31, 2026
- Listed via
- Greenhouse
What the posting says
The role owns the registration, licensing and supervisory support lifecycle for registered representatives and supports the CCO across the firm's broader compliance program. As the discipline expert, you will own the final review of this work before CCO sign-off and serve as the primary day-to-day contact for clients and registered reps. In this role, you will work closely with the CCO and senior team members to manage regulatory and compliance functions, interact with the firm’s clients, and lead special projects. You will also leverage technology to drive scalable, sustainable process…
Read more and apply on PINE Advisor Solutions' site
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