Destava

Senior Compliance Examiner

Hub International is hiring for Senior Compliance Examiner in Carlsbad, CA. Senior level, $115k a year stated. First seen November 6, 2026; open as of November 13, 2026. Jobs taken straight from company career pages — no aggregator in between.

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Company
Hub International
Where
Carlsbad, CA
Level
Senior
Pay stated
$115k a year
First seen
November 6, 2026
Listed via
Workday

What the posting says

Job Purpose: The Senior Compliance Examiner will serve as a key independent voice in maintaining the integrity and regulatory compliance of our SEC-registered investment advisory firm that provides fee-based investment advice to individuals and retirement plans, financial planning, and consulting services, all governed by fiduciary standards under the Investment Advisers Act of 1940. This individual will be responsible for independent planning, conducting, and reporting on branch-level audits across a large, geographically distributed network of 700+ supervised persons, ensuring they operate…

Read more and apply on Hub International's site

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