Principal Analyst, Manipulation
Financial Industry Regulatory Authority is hiring for Principal Analyst, Manipulation in Rockville, MD (Job Posting). Staff level, $112k–$146k a year stated. First seen November 4, 2026; open as of November 12, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- Financial Industry Regulatory Authority
- Where
- Rockville, MD (Job Posting), Jericho, NY (Job Posting), Denver, CO (Job Posting), Chicago, IL (Job Posting)
- Level
- Staff
- Pay stated
- $112k–$146k a year
- First seen
- November 4, 2026
- Listed via
- Workday
What the posting says
This Principal Analyst position within Regulatory Operations Surveillance and is responsible for conducting complex surveillance reviews under minimal supervision and identifying violations of applicable federal securities, FINRA and RSA Client Exchange rules. Mentors other staff and guides them in the completion of their routine surveillance reviews. Essential Job Functions: - Conducts routine reviews in search of possible violations of rules and federal securities laws with minimal supervision. - Researches and provides management with updates regarding rules, regulations, guidelines,…
Read more and apply on Financial Industry Regulatory Authority's site
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