Destava

Associate Principal Analyst, Customer Order Handling

Financial Industry Regulatory Authority is hiring for Associate Principal Analyst, Customer Order Handling in Rockville, MD (Job Posting). Senior level, $76k–$114k a year stated. First seen November 11, 2026; open as of November 12, 2026. Jobs taken straight from company career pages — no aggregator in between.

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Company
Financial Industry Regulatory Authority
Where
Rockville, MD (Job Posting), Jericho, NY (Job Posting), Denver, CO (Job Posting), Chicago, IL (Job Posting)
Level
Senior
Pay stated
$76k–$114k a year
First seen
November 11, 2026
Listed via
Workday

What the posting says

This Associate Principal Analyst position within the Surveillance section of Regulatory Operations is responsible for conducting routine surveillance reviews of moderate to high complexity to identify unusual market activity for evidence of violations of applicable federal securities, FINRA and/or RSA client rules and regulations and may work on more complex assignments under the direction of more senior staff. Essential Job Functions: - Analyzes trading activity in area of primary responsibility for indications of potential violations. - Researches and provides internal updates regarding…

Read more and apply on Financial Industry Regulatory Authority's site

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