Principal Analyst, Regulatory Operations, Risk Intelligence Operations Center
Financial Industry Regulatory Authority is hiring for Principal Analyst, Regulatory Operations, Risk Intelligence Operations Center in New York, NY (Job Posting). Staff level, $112k–$168k a year stated. First seen November 4, 2026; open as of November 11, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- Financial Industry Regulatory Authority
- Where
- New York, NY (Job Posting), Jersey City, NJ (Job Posting), Jericho, NY (Job Posting), Denver, CO (Job Posting)
- Level
- Staff
- Pay stated
- $112k–$168k a year
- First seen
- November 4, 2026
- Listed via
- Workday
What the posting says
This role will provide support to continuously ensure FINRA’s resources focus on the threats that matter most by identifying the firms, branches, and individuals that pose the highest risk, creating intelligence-driven work plans for Regulatory Operations programs, and evaluating the results from completed regulatory work. Essential Job Functions: - Participates in and/or leads the analysis of multiple regulatory data sources (complaints, examination findings, financial data, market surveillance patterns, tips, and intelligence) to identify and assess risks across firms, branches, and…
Read more and apply on Financial Industry Regulatory Authority's site
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