Chief Compliance Officer
Drake & Associates is hiring for Chief Compliance Officer in Waukesha, Wisconsin. Executive level. First seen September 9, 2026; open as of November 8, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- Drake & Associates
- Where
- Waukesha, Wisconsin
- Level
- Executive
- First seen
- September 9, 2026
- Listed via
- BambooHR
What the posting says
Drake & Associates is seeking an experienced Chief Compliance Officer (CCO) to lead and manage the firm's compliance program. As our primary compliance professional and a member of the Leadership Team, the CCO will serve as both a hands-on compliance expert and strategic business partner. The Chief Compliance Officer will own the day-to-day execution of the compliance function, including regulatory filings and examinations, compliance testing and monitoring, audits and risk assessments, policies and procedures, advertising and marketing review, employee compliance, and regulatory training.…
Read more and apply on Drake & Associates' site
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