Senior Associate, Broker Dealer Compliance
Stash is hiring for Senior Associate, Broker Dealer Compliance in Remote. Remote, Senior level. First seen October 17, 2026; open as of November 8, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- Stash
- Where
- Remote
- Arrangement
- Remote
- Level
- Senior
- First seen
- October 17, 2026
- Listed via
- Greenhouse
What the posting says
What you'll do: Collaborate cross functionally with Customer Experience and Operational teams to provide real-time compliance guidance to unique customer disputes and inquiries. Coordinate responses to FINRA regulatory filings, regulatory exams, and inquiries as they related to customer complaints across all Stash entities. Monitor and test Stash Capital’s policies and procedures to ensure effective end to end controls in such areas as trading, money movement, and internal controls. Act as the eyes and ears of compliance to identify and escalate systemic issues Stash’s Customer Experience…
Read more and apply on Stash's site
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