VP, Regulatory Finance
moomoo is hiring for VP, Regulatory Finance in Dallas, Texas, United States. Executive level. First seen August 9, 2026; open as of November 5, 2026. Jobs taken straight from company career pages — no aggregator in between.
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- Company
- moomoo
- Where
- Dallas, Texas, United States
- Level
- Executive
- First seen
- August 9, 2026
- Listed via
- Workable
What the posting says
Jersey City, NJ/Dallas, TX This role must be based on the office locations specified in the job description, in line with our in-office work philosophy. Remote work is not available for this position. For more details about our in-office approach and expectations, please reach out to the recruiter. What You'll Do • Maintain responsibility for broker-dealer and FCM financial regulatory compliance. • Prepare, review, and file all required regulatory filings, including: ￮ FOCUS Reports for both SEC/FINRA and CFTC/NFA ￮ Customer Daily Reserve Computations (Rule 15c3-3) ￮ Net Capital Computations…
Read more and apply on moomoo's site
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